UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
DATE OF REPORT (Date of earliest event reported): January 29, 2002
NEUBERGER BERMAN INC.
(Exact name of registrant as specified in its charter)
COMMISSION FILE NUMBER 001-15361
DELAWARE 06-1523639
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
605 Third Avenue
New York, NY 10158
(Address of principal executive offices)
(212) 476-9000
(Registrant's telephone number, including area code)
ITEM 5. OTHER EVENTS
On January 29, 2002, Neuberger Berman Inc. (the "Corporation"), announced
that its Board of Directors had declared the Corporation's dividend for
the fourth quarter of 2001, in the amount of $0.075 per share. The
dividend is payable on February 19, 2002, to stockholders of record on
February 7, 2002.
A copy of the press release issued by the Corporation is attached as
Exhibit 99.1 and incorporated herein by reference.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits
Exhibit No. Document
(99) Additional Exhibits
99.1 Press release issued by the Corporation on January 29,
2002, reporting that its Board of Directors had declared
the Corporation's fourth quarter 2001 dividend payable
on February 19, 2002 to stockholders of record on
February 7, 2002.
99.2 Press release issued by the Corporation on January 29,
2002, with respect to results of operations for the
quarter and year ended December 31, 2001.
ITEM 9. REGULATION FD DISCLOSURE
The Corporation is furnishing under Item 9 of this Current Report on
Form 8-K the information included as Exhibit 99.2 to this Report.
Exhibit 99.2 is the Corporation's press release, dated January 29,
2002, reporting the Corporation's results of operations for the
quarter and year ended December 31, 2001.
The information in this Item 9 and the related Exhibit 99.2 are
furnished pursuant to Regulation FD, and shall not be deemed to be
"filed" for purposes of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that Section.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Neuberger Berman Inc.
(Registrant)
Date: January 31, 2002 By: /s/ Matthew S. Stadler
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Matthew S. Stadler
Chief Financial Officer
EXHIBIT INDEX
99.1 Press release issued by Neuberger Berman Inc. on January 29, 2002,
reporting that its Board of Directors had declared the Corporation's
fourth quarter 2001 dividend, payable on February 19, 2002 to
stockholders of record on February 7, 2002.
99.2 Press release issued by Neuberger Berman Inc. on January 29, 2002,
reporting the Corporation's results of operations for the quarter
and year ended December 31, 2001.