UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
--------
CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
DATE OF REPORT (Date of earliest event reported): May 1, 2002
NEUBERGER BERMAN INC.
(Exact name of registrant as specified in its charter)
COMMISSION FILE NUMBER 001-15361
DELAWARE 06-1523639
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
605 Third Avenue
New York, NY 10158
(Address of principal executive offices)
(212) 476-9000
(Registrant's telephone number, including area code)
ITEM 5. OTHER EVENTS
On May 1, 2002, Neuberger Berman Inc. (the "Corporation"), announced that
effective as of May 2, 2002, it will amend the terms of its Zero Coupon
Convertible Senior Notes due 2021. A copy of the press release issued by
the Corporation is attached as Exhibit 99.1 and incorporated herein by
reference.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits
Exhibit No. Document
(99) Additional Exhibits
99.1 Press release issued by the Corporation on
May 1, 2002, with respect to the amendment of certain
terms of its Zero Coupon Senior Convertible Notes due 2021
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Neuberger Berman Inc.
(Registrant)
Date: May 2, 2002 By: /s/ Matthew S. Stadler
-------------------
Matthew S. Stadler
Chief Financial Officer
EXHIBIT INDEX
99.1 Press release issued by Neuberger Berman Inc. on May 1,
2002, with respect to the amendment of certain terms of
its Zero Coupon Senior Convertible Notes due 2021.