UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class A Warrants (right to buy) | Â (4) | 05/31/2037 | Common Stock | 4,312 | $ 0.0755 | I | See Footnotes (1) (2) (3) |
Class A Warrants (right to buy) | Â (4) | 07/31/2037 | Common Stock | 3,080 | $ 0.0755 | I | See Footnotes (1) (2) (3) |
Class C-2 Warrants (right to buy) | Â (4) | 05/31/2037 | Common Stock | 178,311 | $ 0.0755 | I | See Footnotes (1) (2) (3) |
Class C-4 Warrants (right to buy) | Â (4) | 07/31/2037 | Common Stock | 63,682 | $ 0.0755 | I | See Footnotes (1) (2) (3) |
Class C-14A Warrants (right to buy) | Â (4) | 05/10/2043 | Common Stock | 1,926,021 | $ 18.8723 | I | See Footnotes (1) (2) (3) |
Class C-14B Warrants (right to buy) | Â (4) | 05/10/2043 | Common Stock | 18,667,006 | $ 18.8723 | I | See Footnotes (1) (2) (3) |
Class C-14C Warrants (right to buy) | Â (4) | 05/10/2043 | Common Stock | 986,487 | $ 0.0755 | I | See Footnotes (1) (2) (3) |
Class C-5 Warrants (right to buy) | Â (4) | 01/11/2040 | Common Stock | 7,948,140 | $ 37.7447 | I | See Footnotes (1) (2) (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VX Holdings, L.P. 65 BLEECKER STREET, 6TH FLOOR NEW YORK, NY 10025 |
 X |  X |  |  |
Virgin Group Holdings LTD LA MOTTE CHAMBERS ST HELIER, JERSEY, X0 JE1 1BJ |
 X |  X |  |  |
RBC TRUSTEES (C.I.) LTD LA MOTTE CHAMBERS ST HELIER, X0 JE1 1BJ |
 X |  X |  |  |
Deutsche Bank Trustee Services (Guernsey) LTD LEFEBVRE COURT LEFEBVRE STREET ST PETER PORT, GUERNSEY, X0 GY16EJ |
 X |  X |  |  |
Corvina Holdings LTD LA MOTTE CHAMBERS ST HELIER, X0 JE1 1BJ |
 X |  X |  |  |
Branson Sir Richard RICHARD'S HOUSE, THE VALLEY VIRGIN GORDA NECKER ISLAND, D8 POBOX 1091 |
 X |  X |  |  |
See Signatures Included as Exhibit 99.1 | 11/13/2014 | |
**Signature of Reporting Person | Date | |
See Signatures Included as Exhibit 99.1 | 11/13/2014 | |
**Signature of Reporting Person | Date | |
See Signatures Included as Exhibit 99.1 | 11/13/2014 | |
**Signature of Reporting Person | Date | |
See Signatures Included as Exhibit 99.1 | 11/13/2014 | |
**Signature of Reporting Person | Date | |
See Signatures Included as Exhibit 99.1 | 11/13/2014 | |
**Signature of Reporting Person | Date | |
See Signatures Included as Exhibit 99.1 | 11/13/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is being filed by VX Holdings L.P. ("VX Holdings") for the Common Stock and Warrants that may be deemed to be beneficially owned by the Reporting Persons (as defined below). This Form 3 is also being filed by each of (i) Corvina Holdings Limited ("Corvina") as the sole general partner of VX Holdings; (ii) Virgin Group Holdings Limited ("Virgin Group Holdings") as the sole stockholder of Corvina; (iii) Sir Richard Branson, as a stockholder of Virgin Group Holdings; (iv) RBC Trustee (C.I.) Limited ("RBC Trustee"), as a stockholder of Virgin Group Holdings, solely in its capacity as trustee on behalf of The Aquarius Trust, The Aries Trust, The Capricorn Trust and The Pisces Trust; and (cont'd in FN 2) |
(2) | (cont'd from FN 1) (v) Deutsche Bank Trustee Services (Guernsey) Limited ("DB Trustee" and, together with VX Holdings, Corvina, Sir Richard Branson, Virgin Group Holdings and RBC Trustee, the "Reporting Persons") as a stockholder of Virgin Group Holdings, solely in its capacity as trustee on behalf of The Virgo Trust, The Libra Trust, The Leo Trust and The Gemini Trust. |
(3) | None of Corvina, Virgin Group Holdings, Sir Richard Branson, RBC Trustee and DB Trustee directly owns any Common Stock or Warrants and each disclaims beneficial ownership of the Common Stock and Warrants reported herein except to the extent of their respective pecuniary interest therein. The filing of this Form 3 shall not be construed as an admission that any of Corvina, Virgin Group Holdings, Sir Richard Branson, RBC Trustee or DB Trustee is the beneficial owner of any Common Stock or Warrants covered by this Form 3. |
(4) | The Warrants are exercisable subject to limitations set forth in the respective warrant agreements. |
 Remarks: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Persons (as defined in footnote 1) are deemed directors by deputization by virtue of their representation on the Board of Directors of the Issuer. |