Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15 (d) of the

Securities Exchange Act of 1934

 

 

DATE OF REPORT (Date of earliest event reported): July 14, 2003

 

 

NEUBERGER BERMAN INC.

(Exact name of registrant as specified in its charter)

 

 

COMMISSION FILE NUMBER 001-15361

 

DELAWARE   06-1523639    

(State or other jurisdiction of

incorporation or organization)

  

(I.R.S. Employer

Identification No.)

    

 

 

605 Third Avenue

New York, NY 10158

(Address of principal executive offices)

 

 

(212) 476-9000

(Registrant’s telephone number, including area code)

ITEM 5.    OTHER EVENTS

 

On July 14, 2003, Neuberger Berman Inc. (the “Corporation”) and Lehman Brothers Holdings Inc. (“Lehman”), announced that they are continuing positive discussions with respect to achieving a business combination.

ITEM 7.    FINANCIAL STATEMENTS AND EXHIBITS

 

 

    (c)  Exhibits     
          
   

Exhibit No.

    Document
   

Additional Exhibits

     
   

99.1

    Press release issued by the Corporation and Lehman on July 14, 2003, announcing that they are continuing positive discussions with respect to achieving a business combination.

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

       

Neuberger Berman Inc.

(Registrant)

         
         

Date:    July 14, 2003

   By:  

/S/    MATTHEW S. STADLER

        Matthew S. Stadler
        Chief Financial Officer

EXHIBIT INDEX

 

          
   

99.1 

    Press release issued by the Corporation and Lehman on July 14, 2003, announcing that they are continuing positive discussions with respect to achieving a business combination.